Todd has 25+ years of experience in the financial services industry, ranging from compliance and operations to business development and relationship management. He has served as Chief Compliance Officer, Chief Operating Officer, Director of Advisor Development, and other roles. Over his last 17 years, he has focused on supporting independent registered investment advisory firms. During his career, he has also worked with independent broker-dealer advisors and bank investment programs.
About
Todd
Professional Outsourced Compliance Department
